Unclaimed Profile

Stephen Walter Wescott

STERLING FINANCIAL PLANNING INC·SPARTA, New Jersey

Series 6, Series 7, Series 63, Series 65Clean record23 years registeredSTERLING FINANCIAL PLANNING INC

60 BLUE HERON ROAD, SUITE 201, SPARTA, NJ 07871-2608CRD# 1060943Firm CRD# 108664

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Walter Wescott · SPARTA, NJ

Registration

CRD #1060943 · STERLING FINANCIAL PLANNING INC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: STERLING FINANCIAL PLANNING INC

STERLING FINANCIAL PLANNING INC

Mar 2007 – Dec 2019

SPARTA, NJ

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Mar 2003 – Sep 2006

SPARTA, NJ

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · March 21, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STERLING FINANCIAL PLANNING INC

CRD 108664 · SEC 801-56025

AUM

$623M

Regulatory assets under management

Employees

1,575 client accounts

Services offered by STERLING FINANCIAL PLANNING INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at STERLING FINANCIAL PLANNING INC →

Introduction

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Frequently Asked Questions

What services does Stephen Walter Wescott offer?

Stephen Walter Wescott specializes in Financial Planning, Investment Management, Wealth Management.

What are Stephen Walter Wescott's credentials?

Stephen Walter Wescott is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Walter Wescott located?

Stephen Walter Wescott is based in SPARTA, New Jersey, last registered with STERLING FINANCIAL PLANNING INC.

How does Stephen Walter Wescott charge for services?

Stephen Walter Wescott's firm is compensated through percentage of aum, hourly charges, subscription fees, other: retirement plan consulting -percentage of plan assets. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STERLING FINANCIAL PLANNING INC?

STERLING FINANCIAL PLANNING INC has approximately 8 employees and manages $623M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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