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Steven Jay Samuels

BULLDOG INVESTORS, LLC·SADDLE BROOK, New Jersey
Series 5, Series 7, Series 24, Series 6323 years registeredBULLDOG INVESTORS, LLC
PARK 80 WEST - PLAZA TWO, SADDLE BROOK, NJ 07663CRD# 1001046Firm CRD# 151585

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Steven Jay Samuels · SADDLE BROOK, NJ
Registration
CRD #1001046 · BULLDOG INVESTORS, LLC · 23 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: BULLDOG INVESTORS, LLC
BULLDOG INVESTORS, LLP
May 2018 – Dec 2025
Westport, CT
ROUMELL ASSET MANAGEMENT, LLC
Oct 2009 – Nov 2012
WESTPORT, CT
GSG CAPITAL ADVISORS
May 2004 – Jun 2005
CARLSBAD, CA
PACIFICA CAPITAL INVESTMENTS
May 2003 – May 2018
WESTPORT, CT
02

Registrations & Exams

FINRA examinations passed
Series 5
Series 7
Series 24
Series 63
Registration record
First registered · May 20, 2003
Years registered · 23
03

Disclosure History

2002Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
BULLDOG INVESTORS, LLP
CRD 151585 · SEC 801-70596
AUM
$335M
Regulatory assets under management
Employees
6
349 client accounts
Services offered by BULLDOG INVESTORS, LLP
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Pension & Retirement Plans
View all advisors at BULLDOG INVESTORS, LLP →
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05

Frequently Asked Questions

What services does Steven Jay Samuels offer?
Steven Jay Samuels specializes in Investment Management, Retirement Planning.
What are Steven Jay Samuels's credentials?
Steven Jay Samuels is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Steven Jay Samuels located?
Steven Jay Samuels is based in SADDLE BROOK, New Jersey, last registered with BULLDOG INVESTORS, LLC.
How does Steven Jay Samuels charge for services?
Steven Jay Samuels's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BULLDOG INVESTORS, LLC?
BULLDOG INVESTORS, LLC has approximately 6 employees and manages $335M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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