Unclaimed Profile

Timothy Liam Smith

COMPREHENSIVE CAPITAL MANAGEMENT, INC.·ROCKAWAY, New Jersey

SIE, Series 6TO, Series 7, Series 24, Series 26, Series 27, Series 28, Series 31, Series 63, Series 65, Series 99TOCFP28 years registeredCOMPREHENSIVE CAPITAL MANAGEMENT, INC.

100 ENTERPRISE DRIVE, SUITE 504, ROCKAWAY, NJ 07866CRD# 1407004Firm CRD# 119890

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Timothy Liam Smith · ROCKAWAY, NJ

Registration

CRD #1407004 · COMPREHENSIVE CAPITAL MANAGEMENT, INC. · 28 years registered

Brand Profile

Not yet started

Career History

AURORA PRIVATE WEALTH, INC.

Oct 2015 – present

APW CAPITAL, INC.

Feb 1998 – present

COMPREHENSIVE CAPITAL MANAGEMENT, INC.

Feb 2005 – Feb 2021

ROCKAWAY, NJ

FIRST ADVISORS FINANCIAL GROUP, LLC

Feb 2005 – Dec 2006

PARSIPPANY, NJ

COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC.

Sep 1998 – Aug 2004

Sarasota, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 6TO

Series 7

Series 24

Series 26

Series 27

Series 28

Series 31

Series 63

Series 65

Series 99TO

Registration record

First registered · February 9, 1998

Years registered · 28

Professional designation · CFP

Disclosure History

2020Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

COMPREHENSIVE CAPITAL MANAGEMENT, INC.

CRD 119890 · SEC 801-61068

AUM

$48M

Regulatory assets under management

Employees

570 client accounts

Services offered by COMPREHENSIVE CAPITAL MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other advisory services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at COMPREHENSIVE CAPITAL MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Timothy Liam Smith offer?

Timothy Liam Smith specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ROCKAWAY, New Jersey for a consultation.

What are Timothy Liam Smith's credentials?

Timothy Liam Smith holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Timothy Liam Smith located?

Timothy Liam Smith is based in ROCKAWAY, New Jersey, working with COMPREHENSIVE CAPITAL MANAGEMENT, INC.. Their office serves clients in the ROCKAWAY metropolitan area and surrounding communities.

How does Timothy Liam Smith charge for services?

Timothy Liam Smith's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMPREHENSIVE CAPITAL MANAGEMENT, INC.?

COMPREHENSIVE CAPITAL MANAGEMENT, INC. has approximately 11 employees and manages $48M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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