Unclaimed Profile

George Brainard Lucas

LUCAS CAPITAL MANAGEMENT, L.L.C.·RED BANK, New Jersey

Series 1, Series 4, Series 5, Series 15, Series 40, Series 63, Series 65Clean record28 years registeredLUCAS CAPITAL MANAGEMENT, L.L.C.

2 BRIDGE AVE, SUITE 632, RED BANK, NJ 07701CRD# 313833Firm CRD# 112050

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

George Brainard Lucas · RED BANK, NJ

Registration

CRD #313833 · LUCAS CAPITAL MANAGEMENT, L.L.C. · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LUCAS CAPITAL MANAGEMENT, L.L.C.

FIRST MONTAUK SECURITIES CORP.

Jan 2006 – Dec 2007

KEY LARGO, FL

LUCAS CAPITAL MANAGEMENT, L.L.C.

Jan 2006 – Mar 2021

RED BANK, NJ

FIRST MONTAUK SECURITIES CORP.

Apr 1998 – Dec 2004

KEY LARGO, FL

Registrations & Exams

FINRA examinations passed

Series 1

Series 4

Series 5

Series 15

Series 40

Series 63

Series 65

Registration record

First registered · April 2, 1998

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LUCAS CAPITAL MANAGEMENT, L.L.C.

CRD 112050 · SEC 801-57997

AUM

$219M

Regulatory assets under management

Employees

317 client accounts

Services offered by LUCAS CAPITAL MANAGEMENT, L.L.C.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LUCAS CAPITAL MANAGEMENT, L.L.C. →

Introduction

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Frequently Asked Questions

What services does George Brainard Lucas offer?

George Brainard Lucas specializes in Financial Planning, Investment Management.

What are George Brainard Lucas's credentials?

George Brainard Lucas is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is George Brainard Lucas located?

George Brainard Lucas is based in RED BANK, New Jersey, last registered with LUCAS CAPITAL MANAGEMENT, L.L.C..

How does George Brainard Lucas charge for services?

George Brainard Lucas's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LUCAS CAPITAL MANAGEMENT, L.L.C.?

LUCAS CAPITAL MANAGEMENT, L.L.C. has approximately 5 employees and manages $219M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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