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Alfred Rives Berkeley

PRINCETON CAPITAL MANAGEMENT LLC·RED BANK, New Jersey
Series 1, Series 40, Series 63, Series 6613 years registeredPRINCETON CAPITAL MANAGEMENT LLC
151 BODMAN PLACE, RED BANK, NJ 07701-1074CRD# 19441Firm CRD# 113926

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Alfred Rives Berkeley · RED BANK, NJ
Registration
CRD #19441 · PRINCETON CAPITAL MANAGEMENT LLC · 13 years registered
Brand Profile
Not yet started
01

Career History

PRINCETON CAPITAL MANAGEMENT LLC
Apr 2018 – present
PRINCETON CAPITAL MANAGEMENT INC
Jun 2013 – Dec 2017
BALTIMORE, MD
02

Registrations & Exams

FINRA examinations passed
Series 1
Series 40
Series 63
Series 66
Registration record
First registered · June 24, 2013
Years registered · 13
03

Disclosure History

2011Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
PRINCETON CAPITAL MANAGEMENT LLC
CRD 113926 · SEC 801-60470
AUM
$305M
Regulatory assets under management
Employees
6
328 client accounts
Services offered by PRINCETON CAPITAL MANAGEMENT LLC
Per Form ADV
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
View all advisors at PRINCETON CAPITAL MANAGEMENT LLC →
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05

Frequently Asked Questions

What services does Alfred Rives Berkeley offer?
Alfred Rives Berkeley specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in RED BANK, New Jersey for a consultation.
What are Alfred Rives Berkeley's credentials?
Alfred Rives Berkeley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Alfred Rives Berkeley located?
Alfred Rives Berkeley is based in RED BANK, New Jersey, working with PRINCETON CAPITAL MANAGEMENT LLC. Their office serves clients in the RED BANK metropolitan area and surrounding communities.
How does Alfred Rives Berkeley charge for services?
Alfred Rives Berkeley's firm is compensated through percentage of aum, other: performance fee paid to related party. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PRINCETON CAPITAL MANAGEMENT LLC?
PRINCETON CAPITAL MANAGEMENT LLC has approximately 6 employees and manages $305M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Reginald Hugh A Fitzpatrick
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