Unclaimed Profile

Vivek Kapoor

VOLARIS CAPITAL MANAGEMENT LLC·MILLBURN, New Jersey

SIE, Series 3, Series 4, Series 7, Series 55, Series 63, Series 65Clean record9 years registeredVOLARIS CAPITAL MANAGEMENT LLC

343 MILLBURN AVENUE, MILLBURN, NJ 07041CRD# 4249308Firm CRD# 286219

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Vivek Kapoor · MILLBURN, NJ

Registration

CRD #4249308 · VOLARIS CAPITAL MANAGEMENT LLC · 9 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: VOLARIS CAPITAL MANAGEMENT LLC

VOLARIS CAPITAL MANAGEMENT LLC

Jan 2017 – Jul 2025

SHORT HILLS, NJ

CREDIT SUISSE SECURITIES (USA) LLC

Oct 2016 – Jan 2017

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 55

Series 63

Series 65

Registration record

First registered · October 4, 2016

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

VOLARIS CAPITAL MANAGEMENT LLC

CRD 286219 · SEC 801-108973

AUM

$455M

Regulatory assets under management

Employees

44 client accounts

Services offered by VOLARIS CAPITAL MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at VOLARIS CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Vivek Kapoor offer?

Vivek Kapoor specializes in Investment Management.

What are Vivek Kapoor's credentials?

Vivek Kapoor is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Vivek Kapoor located?

Vivek Kapoor is based in MILLBURN, New Jersey, last registered with VOLARIS CAPITAL MANAGEMENT LLC.

How does Vivek Kapoor charge for services?

Vivek Kapoor's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is VOLARIS CAPITAL MANAGEMENT LLC?

VOLARIS CAPITAL MANAGEMENT LLC has approximately 4 employees and manages $455M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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