Unclaimed Profile

Steven Yufei Dong

LEGION GLOBAL CAPITAL MANAGEMENT LLC·MADISON, New Jersey

Series 65Clean record4 years registeredLEGION GLOBAL CAPITAL MANAGEMENT LLC

300 MAIN STREET, MADISON, NJ 07940CRD# 7475913Firm CRD# 317982

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Yufei Dong · MADISON, NJ

Registration

CRD #7475913 · LEGION GLOBAL CAPITAL MANAGEMENT LLC · 4 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LEGION GLOBAL CAPITAL MANAGEMENT LLC

LEGION INVEST

May 2022 – Dec 2023

Jersey City, NJ

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · May 17, 2022

Years registered · 4

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LEGION GLOBAL CAPITAL MANAGEMENT LLC

CRD 317982 · SEC 801-123201

AUM

—

Regulatory assets under management

Employees

Total firm employees

Services offered by LEGION GLOBAL CAPITAL MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at LEGION GLOBAL CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Steven Yufei Dong offer?

Steven Yufei Dong specializes in Investment Management, Wealth Management.

What are Steven Yufei Dong's credentials?

Steven Yufei Dong is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Yufei Dong located?

Steven Yufei Dong is based in MADISON, New Jersey, last registered with LEGION GLOBAL CAPITAL MANAGEMENT LLC.

How does Steven Yufei Dong charge for services?

Steven Yufei Dong's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEGION GLOBAL CAPITAL MANAGEMENT LLC?

LEGION GLOBAL CAPITAL MANAGEMENT LLC has approximately 2 employees. The firm is registered with the SEC as an investment adviser.

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