Unclaimed Profile

Yowshang David Chiueh

UPRIGHT FINANCIAL CORP·LIVINGSTON, New Jersey

Series 6, Series 7, Series 63CFP13 years registeredUPRIGHT FINANCIAL CORP

615 WEST MT. PLEASANT AVE, LIVINGSTON, NJ 07039CRD# 1758575Firm CRD# 107303

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Yowshang David Chiueh · LIVINGSTON, NJ

Registration

CRD #1758575 · UPRIGHT FINANCIAL CORP · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: UPRIGHT FINANCIAL CORP

UPRIGHT FINANCIAL CORP

May 2019 – Dec 2020

East Hanover, NJ

UPRIGHT FINANCIAL CORP

May 2013 – Dec 2018

EAST HANOVER, NJ

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Registration record

First registered · May 13, 2013

Years registered · 13

Professional designation · CFP

Disclosure History

2025Civil·Pending

2021Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

UPRIGHT FINANCIAL CORP

CRD 107303 · SEC 801-38340

AUM

$63M

Regulatory assets under management

Employees

42 client accounts

Services offered by UPRIGHT FINANCIAL CORP

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at UPRIGHT FINANCIAL CORP →

Introduction

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Frequently Asked Questions

What services does Yowshang David Chiueh offer?

Yowshang David Chiueh specializes in Financial Planning, Investment Management, Retirement Planning.

What are Yowshang David Chiueh's credentials?

Yowshang David Chiueh holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Yowshang David Chiueh located?

Yowshang David Chiueh is based in LIVINGSTON, New Jersey, last registered with UPRIGHT FINANCIAL CORP.

How does Yowshang David Chiueh charge for services?

Yowshang David Chiueh's firm is compensated through percentage of aum, commissions, performance-based fees, other: package fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is UPRIGHT FINANCIAL CORP?

UPRIGHT FINANCIAL CORP has approximately 3 employees and manages $63M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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