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Harry John Buckman

BUCKMAN ADVISORY GROUP LLC·LITTLE SILVER, New Jersey
SIE, Series 4, Series 7, Series 24, Series 63, Series 66, Series 79TO, Series 99TO21 years registeredBUCKMAN ADVISORY GROUP LLC
44 CHURCH STREET, LITTLE SILVER, NJ 07739CRD# 2202467Firm CRD# 131688

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Harry John Buckman · LITTLE SILVER, NJ
Registration
CRD #2202467 · BUCKMAN ADVISORY GROUP LLC · 21 years registered
Brand Profile
Not yet started
01

Career History

BUCKMAN ADVISORY GROUP LLC
Oct 2004 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 4
Series 7
Series 24
Series 63
Series 66
Series 79TO
Series 99TO
Registration record
First registered · October 7, 2004
Years registered · 21
03

Disclosure History

2024Customer Dispute·Settled
2022Regulatory·Final
2019Regulatory·Final
2016Customer Dispute·Closed-No Action
2002Customer Dispute·Award / Judgment

5 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

04

Firm Overview

Firm
BUCKMAN ADVISORY GROUP LLC
CRD 131688 · SEC 801-63540
AUM
$212M
Regulatory assets under management
Employees
13
810 client accounts
Services offered by BUCKMAN ADVISORY GROUP LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Market timing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at BUCKMAN ADVISORY GROUP LLC →
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05

Frequently Asked Questions

What services does Harry John Buckman offer?
Harry John Buckman specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LITTLE SILVER, New Jersey for a consultation.
What are Harry John Buckman's credentials?
Harry John Buckman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Harry John Buckman located?
Harry John Buckman is based in LITTLE SILVER, New Jersey, working with BUCKMAN ADVISORY GROUP LLC. Their office serves clients in the LITTLE SILVER metropolitan area and surrounding communities.
How does Harry John Buckman charge for services?
Harry John Buckman's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BUCKMAN ADVISORY GROUP LLC?
BUCKMAN ADVISORY GROUP LLC has approximately 13 employees and manages $212M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at BUCKMAN ADVISORY GROUP LLC

Thomas Paul Buckman
LITTLE SILVER, NJ
H John Buckman
LITTLE SILVER, NJ
Richard Anthony Panno
LITTLE SILVER, NJ

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