Unclaimed Profile

Sripat Pandey

GLOBAL WEALTH MANAGEMENT, LLC·KINGSTON, New Jersey

Series 24, Series 62, Series 63, Series 65, Series 72, Series 79Clean record8 years registeredGLOBAL WEALTH MANAGEMENT, LLC

4420 ROUTE 27, KINGSTON, NJ 08528CRD# 4250947Firm CRD# 153677

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sripat Pandey · KINGSTON, NJ

Registration

CRD #4250947 · GLOBAL WEALTH MANAGEMENT, LLC · 8 years registered

Brand Profile

Not yet started

Career History

SATVA ADVISORS LLC

Jun 2025 – present

GLOBAL WEALTH MANAGEMENT, LLC

Apr 2018 – present

Registrations & Exams

FINRA examinations passed

Series 24

Series 62

Series 63

Series 65

Series 72

Series 79

Registration record

First registered · April 3, 2018

Years registered · 8

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GLOBAL WEALTH MANAGEMENT, LLC

CRD 153677 · SEC 801-71368

AUM

$235M

Regulatory assets under management

Employees

249 client accounts

Services offered by GLOBAL WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GLOBAL WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Sripat Pandey offer?

Sripat Pandey specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in KINGSTON, New Jersey for a consultation.

What are Sripat Pandey's credentials?

Sripat Pandey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sripat Pandey located?

Sripat Pandey is based in KINGSTON, New Jersey, working with GLOBAL WEALTH MANAGEMENT, LLC. Their office serves clients in the KINGSTON metropolitan area and surrounding communities.

How does Sripat Pandey charge for services?

Sripat Pandey's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GLOBAL WEALTH MANAGEMENT, LLC?

GLOBAL WEALTH MANAGEMENT, LLC has approximately 3 employees and manages $235M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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