Unclaimed Profile

Karen L Shapiro

ZAIS GROUP LLC·HOLMDEL, New Jersey

Clean recordZAIS GROUP LLC

101 CRAWFORDS CORNER ROAD, HOLMDEL, NJ 07733CRD# 2415273Firm CRD# 108371

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Karen L Shapiro · HOLMDEL, NJ

Registration

CRD #2415273 · ZAIS GROUP LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Karen L Shapiro is a registered financial advisor based in HOLMDEL, New Jersey, affiliated with ZAIS GROUP LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Wealth Management

Client Types

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

ZAIS GROUP LLC

ZAIS GROUP

AUM

$6.0B

Regulatory assets under management

Employees

Total firm employees

View all advisors at ZAIS GROUP LLC →

Services

Pension consulting

Selection of other advisers

Background

Compensation

Percentage of AUM

Performance-based fees

Other: COLLATERAL MANAGEMENT FEES

Regulatory

SEC/IARD CRD# 2415273

Firm CRD# 108371

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Karen L Shapiro offer?

Karen L Shapiro specializes in Retirement Planning, Wealth Management. Contact their office in HOLMDEL, New Jersey for a consultation.

What are Karen L Shapiro's credentials?

Karen L Shapiro is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Karen L Shapiro located?

Karen L Shapiro is based in HOLMDEL, New Jersey, working with ZAIS GROUP LLC. Their office serves clients in the HOLMDEL metropolitan area and surrounding communities.

How does Karen L Shapiro charge for services?

Karen L Shapiro's firm is compensated through percentage of aum, performance-based fees, other: collateral management fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ZAIS GROUP LLC?

ZAIS GROUP LLC has approximately 47 employees and manages $6.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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