Unclaimed Profile

Steven Fishman

MINT ASSET MANAGEMENT LLC·HOBOKEN, New Jersey

Series 7, Series 24, Series 63, Series 654 years registeredMINT ASSET MANAGEMENT LLC

221 RIVER STREET, HOBOKEN, NJ 07030CRD# 2428781Firm CRD# 315568

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Fishman · HOBOKEN, NJ

Registration

CRD #2428781 · MINT ASSET MANAGEMENT LLC · 4 years registered

Brand Profile

Not yet started

Career History

MINT ASSET MANAGEMENT LLC

Feb 2022 – present

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · February 10, 2022

Years registered · 4

Disclosure History

1996Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MINT ASSET MANAGEMENT LLC

CRD 315568 · SEC 801-131025

AUM

$44M

Regulatory assets under management

Employees

130 client accounts

Services offered by MINT ASSET MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at MINT ASSET MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Steven Fishman offer?

Steven Fishman specializes in Investment Management. Contact their office in HOBOKEN, New Jersey for a consultation.

What are Steven Fishman's credentials?

Steven Fishman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Fishman located?

Steven Fishman is based in HOBOKEN, New Jersey, working with MINT ASSET MANAGEMENT LLC. Their office serves clients in the HOBOKEN metropolitan area and surrounding communities.

How does Steven Fishman charge for services?

Steven Fishman's firm is compensated through percentage of aum, other: referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MINT ASSET MANAGEMENT LLC?

MINT ASSET MANAGEMENT LLC has approximately 4 employees and manages $44M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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