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Michael Paul Pallozzi

HFM INVESTMENT ADVISORS, LLC·GLASSBORO, New Jersey
SIE, Series 6, Series 62, Series 63, Series 6524 years registeredHFM INVESTMENT ADVISORS, LLC
102 WEST HIGH STREET, GLASSBORO, NJ 08028CRD# 1936691Firm CRD# 289103

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael Paul Pallozzi · GLASSBORO, NJ
Registration
CRD #1936691 · HFM INVESTMENT ADVISORS, LLC · 24 years registered
Brand Profile
Not yet started
01

Career History

HFM INVESTMENT ADVISORS, INC.
May 2026 – present
HFM INVESTMENT ADVISORS, LLC
Sep 2017 – present
HFM INVESTMENT ADVISORS, INC.
May 2004 – Dec 2017
NEWARK, DE
MML INVESTORS SERVICES, LLC
Jun 2002 – Oct 2014
TURNERSVILLE, NJ
FIRST FINANCIAL ADVISERS, LLC
Mar 2002 – Oct 2003
BALA CYNWYD, PA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 62
Series 63
Series 65
Registration record
First registered · March 11, 2002
Years registered · 24
03

Disclosure History

2012Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
HFM INVESTMENT ADVISORS, LLC
CRD 289103 · SEC 801-120796
AUM
$261M
Regulatory assets under management
Employees
5
1,228 client accounts
Services offered by HFM INVESTMENT ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at HFM INVESTMENT ADVISORS, LLC →
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05

Frequently Asked Questions

What services does Michael Paul Pallozzi offer?
Michael Paul Pallozzi specializes in Financial Planning, Investment Management. Contact their office in GLASSBORO, New Jersey for a consultation.
What are Michael Paul Pallozzi's credentials?
Michael Paul Pallozzi is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Paul Pallozzi located?
Michael Paul Pallozzi is based in GLASSBORO, New Jersey, working with HFM INVESTMENT ADVISORS, LLC. Their office serves clients in the GLASSBORO metropolitan area and surrounding communities.
How does Michael Paul Pallozzi charge for services?
Michael Paul Pallozzi's firm is compensated through percentage of aum, subscription fees, other: solicitor fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HFM INVESTMENT ADVISORS, LLC?
HFM INVESTMENT ADVISORS, LLC has approximately 5 employees and manages $261M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at HFM INVESTMENT ADVISORS, LLC

Jason Francis Gabrieli
GLASSBORO, NJ
CFP

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