Unclaimed Profile

Richard Anthony Flora

KEY CLIENT FIDUCIARY ADVISORS, LLC·FAIRFIELD, New Jersey

SIE, Series 7, Series 6323 years registeredKEY CLIENT FIDUCIARY ADVISORS, LLC

363 ROUTE 46 WEST, FAIRFIELD, NJ 07004CRD# 1121424Firm CRD# 298240

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Anthony Flora · FAIRFIELD, NJ

Registration

CRD #1121424 · KEY CLIENT FIDUCIARY ADVISORS, LLC · 23 years registered

Brand Profile

Not yet started

Career History

KEY CLIENT FIDUCIARY ADVISORS, LLC

Oct 2018 – present

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Jul 2004 – Oct 2018

FAIRFIELD, NJ

CITIGROUP GLOBAL MARKETS INC.

Oct 2002 – Aug 2004

LITTLE FALLS, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · October 21, 2002

Years registered · 23

Disclosure History

2000Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

KEY CLIENT FIDUCIARY ADVISORS, LLC

CRD 298240 · SEC 801-114010

AUM

$636M

Regulatory assets under management

Employees

817 client accounts

Services offered by KEY CLIENT FIDUCIARY ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at KEY CLIENT FIDUCIARY ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Richard Anthony Flora offer?

Richard Anthony Flora specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FAIRFIELD, New Jersey for a consultation.

What are Richard Anthony Flora's credentials?

Richard Anthony Flora is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Anthony Flora located?

Richard Anthony Flora is based in FAIRFIELD, New Jersey, working with KEY CLIENT FIDUCIARY ADVISORS, LLC. Their office serves clients in the FAIRFIELD metropolitan area and surrounding communities.

How does Richard Anthony Flora charge for services?

Richard Anthony Flora's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KEY CLIENT FIDUCIARY ADVISORS, LLC?

KEY CLIENT FIDUCIARY ADVISORS, LLC has approximately 10 employees and manages $636M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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