Unclaimed Profile

Korey Matthew Bauer

FOOTHILL CAPITAL MANAGEMENT, LLC·FAIR HAVEN, New Jersey

Series 65Clean record12 years registeredFOOTHILL CAPITAL MANAGEMENT, LLC

740 RIVER ROAD, FAIR HAVEN, NJ 07704CRD# 5944969Firm CRD# 298910

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Korey Matthew Bauer · FAIR HAVEN, NJ

Registration

CRD #5944969 · FOOTHILL CAPITAL MANAGEMENT, LLC · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FOOTHILL CAPITAL MANAGEMENT, LLC

FOOTHILL CAPITAL MANAGEMENT, LLC

Dec 2018 – Aug 2022

Hazlet, NJ

BAUER CAPITAL MANAGEMENT, LLC.

Nov 2015 – Jan 2019

HAZLET, NJ

CASTLE FINANCIAL & RETIREMENT PLANNING ASSOCIATES INC

Nov 2013 – Feb 2015

HAZLET, NJ

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · November 20, 2013

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FOOTHILL CAPITAL MANAGEMENT, LLC

CRD 298910 · SEC 801-114195

AUM

$4M

Regulatory assets under management

Employees

1 client accounts

Services offered by FOOTHILL CAPITAL MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at FOOTHILL CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Korey Matthew Bauer offer?

Korey Matthew Bauer specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Korey Matthew Bauer's credentials?

Korey Matthew Bauer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Korey Matthew Bauer located?

Korey Matthew Bauer is based in FAIR HAVEN, New Jersey, last registered with FOOTHILL CAPITAL MANAGEMENT, LLC.

How does Korey Matthew Bauer charge for services?

Korey Matthew Bauer's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FOOTHILL CAPITAL MANAGEMENT, LLC?

FOOTHILL CAPITAL MANAGEMENT, LLC has approximately 8 employees and manages $4M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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