Unclaimed Profile

Charles Paxson Keates

PATHSTONE FAMILY OFFICE, LLC·ENGLEWOOD, New Jersey

Series 7, Series 63, Series 65Clean record22 years registeredPATHSTONE FAMILY OFFICE, LLC

10 STERLING BLVD, ENGLEWOOD, NJ 07631CRD# 4478687Firm CRD# 151736

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Paxson Keates · ENGLEWOOD, NJ

Registration

CRD #4478687 · PATHSTONE FAMILY OFFICE, LLC · 22 years registered

Brand Profile

Not yet started

Career History

PATHSTONE

Sep 2023 – present

VERITABLE LP

Mar 2004 – Sep 2023

EDGEMONT, PA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · March 19, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PATHSTONE FAMILY OFFICE, LLC

CRD 151736 · SEC 801-70776

AUM

$48.3B

Regulatory assets under management

Employees

408

25,825 client accounts

Services offered by PATHSTONE FAMILY OFFICE, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at PATHSTONE FAMILY OFFICE, LLC →

Introduction

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Frequently Asked Questions

What services does Charles Paxson Keates offer?

Charles Paxson Keates specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in ENGLEWOOD, New Jersey for a consultation.

What are Charles Paxson Keates's credentials?

Charles Paxson Keates is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Paxson Keates located?

Charles Paxson Keates is based in ENGLEWOOD, New Jersey, working with PATHSTONE FAMILY OFFICE, LLC. Their office serves clients in the ENGLEWOOD metropolitan area and surrounding communities.

How does Charles Paxson Keates charge for services?

Charles Paxson Keates's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PATHSTONE FAMILY OFFICE, LLC?

PATHSTONE FAMILY OFFICE, LLC has approximately 408 employees and manages $48.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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