Unclaimed Profile

Carmine Claudio Capone

THE GMS GROUP, LLC·EAST HANOVER, New Jersey

SIE, Series 7, Series 8, Series 9, Series 10, Series 52, Series 53, Series 63, Series 66, Series 99TOTHE GMS GROUP, LLC

120 EAGLE ROCK AVE, EAST HANOVER, NJ 07936CRD# 1124455Firm CRD# 8000

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carmine Claudio Capone · EAST HANOVER, NJ

Registration

CRD #1124455 · THE GMS GROUP, LLC

Brand Profile

Not yet started

Career History

GMS GROUP

Feb 2026 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 9

Series 10

Series 52

Series 53

Series 63

Series 66

Series 99TO

Registration record

First registered · February 12, 2026

Disclosure History

2018Customer Dispute·Settled

2015Customer Dispute·Settled

2015Regulatory·Final

2009Customer Dispute·Settled

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

THE GMS GROUP, LLC

CRD 8000 · SEC 801-126662

AUM

$177M

Regulatory assets under management

Employees

5 client accounts

Services offered by THE GMS GROUP, LLC

Per Form ADV

Selection of other advisers

Security ratings or pricing services

View all advisors at THE GMS GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Carmine Claudio Capone offer?

Carmine Claudio Capone specializes in Wealth Management, Fee-Only Advisory. Contact their office in EAST HANOVER, New Jersey for a consultation.

What are Carmine Claudio Capone's credentials?

Carmine Claudio Capone is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carmine Claudio Capone located?

Carmine Claudio Capone is based in EAST HANOVER, New Jersey, working with THE GMS GROUP, LLC. Their office serves clients in the EAST HANOVER metropolitan area and surrounding communities.

How does Carmine Claudio Capone charge for services?

Carmine Claudio Capone's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE GMS GROUP, LLC?

THE GMS GROUP, LLC has approximately 15 employees and manages $177M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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