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Louis Tranquilli

TRANQUILLI FINANCIAL ADVISOR, LLC·CLINTON, New Jersey
SIE, Series 6, Series 7, Series 63, Series 65Clean record25 years registeredTRANQUILLI FINANCIAL ADVISOR, LLC
35 LEIGH STREET, CLINTON, NJ 08809CRD# 2179748Firm CRD# 298056

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Louis Tranquilli · CLINTON, NJ
Registration
CRD #2179748 · TRANQUILLI FINANCIAL ADVISOR, LLC · 25 years registered
Brand Profile
Not yet started
01

Career History

TRANQUILLI FINANCIAL ADVISOR, LLC
Oct 2018 – present
IC ADVISORY SERVICES, INC.
Jul 2007 – Oct 2018
CLINTON, NJ
ELTEKON ADVISORS, LLC.
Jan 2007 – Jul 2007
WEST LAKE HILLS, TX
ELTEKON ADVISORS, LLC.
Nov 2004 – Dec 2005
CLINTON, NJ
1717 CAPITAL MANAGEMENT COMPANY
Jul 2001 – Nov 2004
CLINTON, NJ
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 63
Series 65
Registration record
First registered · July 2, 2001
Years registered · 25
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
TRANQUILLI FINANCIAL ADVISOR, LLC
CRD 298056 · SEC 801-113998
AUM
$163M
Regulatory assets under management
Employees
1
503 client accounts
Services offered by TRANQUILLI FINANCIAL ADVISOR, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at TRANQUILLI FINANCIAL ADVISOR, LLC →
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Frequently Asked Questions

What services does Louis Tranquilli offer?
Louis Tranquilli specializes in Financial Planning, Investment Management. Contact their office in CLINTON, New Jersey for a consultation.
What are Louis Tranquilli's credentials?
Louis Tranquilli is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Louis Tranquilli located?
Louis Tranquilli is based in CLINTON, New Jersey, working with TRANQUILLI FINANCIAL ADVISOR, LLC. Their office serves clients in the CLINTON metropolitan area and surrounding communities.
How does Louis Tranquilli charge for services?
Louis Tranquilli's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TRANQUILLI FINANCIAL ADVISOR, LLC?
TRANQUILLI FINANCIAL ADVISOR, LLC has approximately 1 employees and manages $163M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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