Unclaimed Profile

Richard Paul Seelaus

SEELAUS ASSET MANAGEMENT, LLC·CHATHAM, New Jersey

SIE, Series 4, Series 7, Series 24, Series 27, Series 52, Series 53, Series 63, Series 99TO19 years registeredSEELAUS ASSET MANAGEMENT, LLC

26 MAIN STREET, CHATHAM, NJ 07928CRD# 500660Firm CRD# 149582

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Paul Seelaus · CHATHAM, NJ

Registration

CRD #500660 · SEELAUS ASSET MANAGEMENT, LLC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SEELAUS ASSET MANAGEMENT, LLC

SEELAUS ASSET MANAGEMENT, LLC

Jan 2013 – Mar 2020

CHATHAM, NJ

R. SEELAUS & CO., INC.

Sep 2006 – Apr 2013

BOSTON, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 27

Series 52

Series 53

Series 63

Series 99TO

Registration record

First registered · September 26, 2006

Years registered · 19

Disclosure History

2001Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SEELAUS ASSET MANAGEMENT, LLC

CRD 149582 · SEC 801-77641

AUM

$1.4B

Regulatory assets under management

Employees

499 client accounts

Services offered by SEELAUS ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at SEELAUS ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Richard Paul Seelaus offer?

Richard Paul Seelaus specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Richard Paul Seelaus's credentials?

Richard Paul Seelaus is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Paul Seelaus located?

Richard Paul Seelaus is based in CHATHAM, New Jersey, last registered with SEELAUS ASSET MANAGEMENT, LLC.

How does Richard Paul Seelaus charge for services?

Richard Paul Seelaus's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SEELAUS ASSET MANAGEMENT, LLC?

SEELAUS ASSET MANAGEMENT, LLC has approximately 29 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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