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Leslie Ann Graves

SEELAUS ASSET MANAGEMENT, LLC·CHATHAM, New Jersey
SIE, Series 3, Series 5, Series 7, Series 24, Series 63, Series 79TOClean recordSEELAUS ASSET MANAGEMENT, LLC
26 MAIN STREET, CHATHAM, NJ 07928CRD# 1411769Firm CRD# 149582

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Leslie Ann Graves · CHATHAM, NJ
Registration
CRD #1411769 · SEELAUS ASSET MANAGEMENT, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 5
Series 7
Series 24
Series 63
Series 79TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
SEELAUS ASSET MANAGEMENT, LLC
CRD 149582 · SEC 801-77641
AUM
$1.4B
Regulatory assets under management
Employees
29
499 client accounts
Services offered by SEELAUS ASSET MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at SEELAUS ASSET MANAGEMENT, LLC →
Introduction

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Frequently Asked Questions

What services does Leslie Ann Graves offer?
Leslie Ann Graves specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in CHATHAM, New Jersey for a consultation.
What are Leslie Ann Graves's credentials?
Leslie Ann Graves is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Leslie Ann Graves located?
Leslie Ann Graves is based in CHATHAM, New Jersey, working with SEELAUS ASSET MANAGEMENT, LLC. Their office serves clients in the CHATHAM metropolitan area and surrounding communities.
How does Leslie Ann Graves charge for services?
Leslie Ann Graves's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SEELAUS ASSET MANAGEMENT, LLC?
SEELAUS ASSET MANAGEMENT, LLC has approximately 29 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SEELAUS ASSET MANAGEMENT, LLC

Michael Henderson Cornell
SUMMIT, NJ
Albert Quentin Murray Iii
CHATHAM, NJ
Mayya Nmn Molchan
CHATHAM, NJ
Andrew Miles Khatri
CHATHAM, NJ
Anneliese Nmn Mitnick
CHATHAM, NJ
Bernard Garruppo
SUMMIT, NJ

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CFP

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