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Kenneth Harris Klein

SEELAUS ASSET MANAGEMENT, LLC·CHATHAM, New Jersey
SIE, Series 3, Series 7, Series 24, Series 55, Series 63Clean record9 years registeredSEELAUS ASSET MANAGEMENT, LLC
26 MAIN STREET, CHATHAM, NJ 07928CRD# 1775678Firm CRD# 149582

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kenneth Harris Klein · CHATHAM, NJ
Registration
CRD #1775678 · SEELAUS ASSET MANAGEMENT, LLC · 9 years registered
Brand Profile
Not yet started
01

Career History

Jan 2017present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 7
Series 24
Series 55
Series 63
Registration record
First registered · January 31, 2017
Years registered · 9
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SEELAUS ASSET MANAGEMENT, LLC
CRD 149582 · SEC 801-77641
AUM
$1.4B
Regulatory assets under management
Employees
29
499 client accounts
Services offered by SEELAUS ASSET MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
Introduction

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05

Frequently Asked Questions

What services does Kenneth Harris Klein offer?
Kenneth Harris Klein specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in CHATHAM, New Jersey for a consultation.
What are Kenneth Harris Klein's credentials?
Kenneth Harris Klein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kenneth Harris Klein located?
Kenneth Harris Klein is based in CHATHAM, New Jersey, working with SEELAUS ASSET MANAGEMENT, LLC. Their office serves clients in the CHATHAM metropolitan area and surrounding communities.
How does Kenneth Harris Klein charge for services?
Kenneth Harris Klein's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SEELAUS ASSET MANAGEMENT, LLC?
SEELAUS ASSET MANAGEMENT, LLC has approximately 29 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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