Unclaimed Profile

Neil Jay Sacks

SACKS & ASSOCIATES, LLC·BRIDGEWATER, New Jersey

SIE, Series 6, Series 7, Series 7TO, Series 24, Series 63, Series 6523 years registeredSACKS & ASSOCIATES, LLC

1160 ROUTE 22 EAST, BRIDGEWATER, NJ 08807CRD# 864757Firm CRD# 174909

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Neil Jay Sacks · BRIDGEWATER, NJ

Registration

CRD #864757 · SACKS & ASSOCIATES, LLC · 23 years registered

Brand Profile

Not yet started

Career History

SACKS & ASSOCIATES, LLC

Feb 2015 – present

VOYA FINANCIAL ADVISORS, INC.

Jan 2011 – Feb 2015

WOODBRIDGE, NJ

ING FINANCIAL ADVISERS, LLC

Apr 2003 – Jan 2011

WOODBRIDGE, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 7TO

Series 24

Series 63

Series 65

Registration record

First registered · April 23, 2003

Years registered · 23

Disclosure History

2004Customer Dispute·Closed-No Action

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SACKS & ASSOCIATES, LLC

CRD 174909 · SEC 801-80934

AUM

$177M

Regulatory assets under management

Employees

357 client accounts

Services offered by SACKS & ASSOCIATES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SACKS & ASSOCIATES, LLC →

Introduction

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Frequently Asked Questions

What services does Neil Jay Sacks offer?

Neil Jay Sacks specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in BRIDGEWATER, New Jersey for a consultation.

What are Neil Jay Sacks's credentials?

Neil Jay Sacks is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Neil Jay Sacks located?

Neil Jay Sacks is based in BRIDGEWATER, New Jersey, working with SACKS & ASSOCIATES, LLC. Their office serves clients in the BRIDGEWATER metropolitan area and surrounding communities.

How does Neil Jay Sacks charge for services?

Neil Jay Sacks's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SACKS & ASSOCIATES, LLC?

SACKS & ASSOCIATES, LLC has approximately 5 employees and manages $177M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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