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Thomas George Goodwin

FINANCIAL FOCUS, INC.·WOLFEBORO, New Hampshire
Series 7, Series 63, Series 65, Series 66Clean record22 years registeredFINANCIAL FOCUS, INC.
40 MILL STREET, WOLFEBORO, NH 03894CRD# 3186647Firm CRD# 117327

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas George Goodwin · WOLFEBORO, NH
Registration
CRD #3186647 · FINANCIAL FOCUS, INC. · 22 years registered
Brand Profile
Not yet started
01

Career History

F L PUTNAM INVESTMENT MANAGEMENT CO.
Apr 2019 – present
FINANCIAL FOCUS, INC.
Aug 2012 – Jul 2019
WOLFEBORO, NH
INTEGRITY FINANCIAL PLANNERS
Aug 2006 – Jul 2012
HARBOR, OR
MML INVESTORS SERVICES, INC.
Jun 2004 – Aug 2006
NASHUA, NH
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 65
Series 66
Registration record
First registered · June 8, 2004
Years registered · 22
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
FINANCIAL FOCUS, INC.
CRD 117327 · SEC 801-61013
AUM
$276M
Regulatory assets under management
Employees
5
811 client accounts
Services offered by FINANCIAL FOCUS, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at FINANCIAL FOCUS, INC. →
Introduction

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05

Frequently Asked Questions

What services does Thomas George Goodwin offer?
Thomas George Goodwin specializes in Financial Planning, Investment Management. Contact their office in WOLFEBORO, New Hampshire for a consultation.
What are Thomas George Goodwin's credentials?
Thomas George Goodwin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas George Goodwin located?
Thomas George Goodwin is based in WOLFEBORO, New Hampshire, working with FINANCIAL FOCUS, INC.. Their office serves clients in the WOLFEBORO metropolitan area and surrounding communities.
How does Thomas George Goodwin charge for services?
Thomas George Goodwin's firm is compensated through percentage of aum, hourly charges, subscription fees, other: retainer not calculated by aum or hourly.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FINANCIAL FOCUS, INC.?
FINANCIAL FOCUS, INC. has approximately 5 employees and manages $276M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at FINANCIAL FOCUS, INC.

Rachel Jean Sanborn
WOLFEBORO, NH
Susan Macmichael John
WOLFEBORO, NH
Daosith Samuel Lemay
WOLFEBORO, NH
Kristen Ann Madden
WOLFEBORO, NH

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