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Robert Anthony Zock Jr.

ZOCK ROBERT A & CO INC·SUTTON, New Hampshire
Series 65Clean record29 years registeredZOCK ROBERT A & CO INC
98 BIRCH HILL ROAD, SUTTON, NH 03278CRD# 2865492Firm CRD# 110480

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Robert Anthony Zock Jr. · SUTTON, NH
Registration
CRD #2865492 · ZOCK ROBERT A & CO INC · 29 years registered
Brand Profile
Not yet started
01

Career History

Jul 1997present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · July 3, 1997
Years registered · 29
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ZOCK ROBERT A & CO INC
CRD 110480 · SEC 801-11929
AUM
$145M
Regulatory assets under management
Employees
1
98 client accounts
Services offered by ZOCK ROBERT A & CO INC
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
Introduction

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05

Frequently Asked Questions

What services does Robert Anthony Zock Jr. offer?
Robert Anthony Zock Jr. specializes in Investment Management. Contact their office in SUTTON, New Hampshire for a consultation.
What are Robert Anthony Zock Jr.'s credentials?
Robert Anthony Zock Jr. is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Robert Anthony Zock Jr. located?
Robert Anthony Zock Jr. is based in SUTTON, New Hampshire, working with ZOCK ROBERT A & CO INC. Their office serves clients in the SUTTON metropolitan area and surrounding communities.
How does Robert Anthony Zock Jr. charge for services?
Robert Anthony Zock Jr.'s firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ZOCK ROBERT A & CO INC?
ZOCK ROBERT A & CO INC has approximately 1 employees and manages $145M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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