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Thomas Joseph Steffanci

AER ADVISORS, INC.·NORTH HAMPTON, New Hampshire
Series 3, Series 40, Series 6523 years registeredAER ADVISORS, INC.
155 LAFAYETTE ROAD, NORTH HAMPTON, NH 03862CRD# 855387Firm CRD# 128515

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Joseph Steffanci · NORTH HAMPTON, NH
Registration
CRD #855387 · AER ADVISORS, INC. · 23 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: AER ADVISORS, INC.
BENEFIT FINANCIAL SERVICES GROUP
Nov 2018 – Jan 2024
Phoenix, AZ
AER ADVISORS, INC.
Aug 2009 – Sep 2010
NORTH HAMPTON, NH
GLENCREST INVESTMENT ADVISORS, INC.
May 2007 – Dec 2008
CLAREMONT, CA
GLENCREST INVESTMENT ADVISORS, INC.
Feb 2003 – Dec 2005
CLAREMONT, CA
02

Registrations & Exams

FINRA examinations passed
Series 3
Series 40
Series 65
Registration record
First registered · February 28, 2003
Years registered · 23
03

Disclosure History

2017Financial·Final
2017Financial·Final
2017Financial·Final
2017Financial·Final
2017Financial·Final
2017Financial·Final

6 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
AER ADVISORS, INC.
CRD 128515 · SEC 801-68623
AUM
$26M
Regulatory assets under management
Employees
3
9 client accounts
Services offered by AER ADVISORS, INC.
Per Form ADV
Portfolio management (individuals)
Market timing services
Client types served by the firm
Per Form ADV
Individuals
View all advisors at AER ADVISORS, INC. →
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Frequently Asked Questions

What services does Thomas Joseph Steffanci offer?
Thomas Joseph Steffanci specializes in Investment Management.
What are Thomas Joseph Steffanci's credentials?
Thomas Joseph Steffanci is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Joseph Steffanci located?
Thomas Joseph Steffanci is based in NORTH HAMPTON, New Hampshire, last registered with AER ADVISORS, INC..
How does Thomas Joseph Steffanci charge for services?
Thomas Joseph Steffanci's firm is compensated through percentage of aum, fixed fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is AER ADVISORS, INC.?
AER ADVISORS, INC. has approximately 3 employees and manages $26M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at AER ADVISORS, INC.

Shawn Damien Mcloughlin
NORTH HAMPTON, NH
Joel Darren Plasco
NORTH HAMPTON, NH

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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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Research
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