Unclaimed Profile

John Thomas Garrity

PEAK WEALTH MANAGEMENT LLC·NASHUA, New Hampshire

SIE, Series 7, Series 31, Series 66Clean record24 years registeredPEAK WEALTH MANAGEMENT LLC

20 TRAFALGAR SQ, NASHUA, NH 03063CRD# 4466382Firm CRD# 281036

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Thomas Garrity · NASHUA, NH

Registration

CRD #4466382 · PEAK WEALTH MANAGEMENT LLC · 24 years registered

Brand Profile

Not yet started

Career History

PEAK WEALTH MANAGEMENT LLC

Nov 2015 – present

FIDELITY PERSONAL TRUST COMPANY, FSB

Aug 2006 – Mar 2007

MERRIMACK, NH

STRATEGIC ADVISERS, INC.

Mar 2006 – Oct 2015

NASHUA, NH

CITIGROUP GLOBAL MARKETS INC.

Apr 2004 – Mar 2006

PORTSMOUTH, NH

MORGAN STANLEY

Mar 2003 – May 2004

PORTSMOUTH, NH

AMERICAN EXPRESS FINANCIAL ADVISORS, INC.

Jan 2002 – Jun 2002

BEDFORD, NH

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 66

Registration record

First registered · January 7, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PEAK WEALTH MANAGEMENT LLC

CRD 281036 · SEC 801-118166

AUM

$120M

Regulatory assets under management

Employees

484 client accounts

Services offered by PEAK WEALTH MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PEAK WEALTH MANAGEMENT LLC →

Introduction

Speak with John

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if John is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in NASHUA?

Browse all registered financial advisors in NASHUA, New Hampshire or claim this profile if it's yours.

Browse NASHUA Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does John Thomas Garrity offer?

John Thomas Garrity specializes in Financial Planning, Investment Management. Contact their office in NASHUA, New Hampshire for a consultation.

What are John Thomas Garrity's credentials?

John Thomas Garrity is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Thomas Garrity located?

John Thomas Garrity is based in NASHUA, New Hampshire, working with PEAK WEALTH MANAGEMENT LLC. Their office serves clients in the NASHUA metropolitan area and surrounding communities.

How does John Thomas Garrity charge for services?

John Thomas Garrity's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PEAK WEALTH MANAGEMENT LLC?

PEAK WEALTH MANAGEMENT LLC has approximately 3 employees and manages $120M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →