Unclaimed Profile

Charles Leonard Stephen

GLENWOOD INVESTMENT GROUP, LLC·MANCHESTER, New Hampshire

Series 6, Series 7, Series 63, Series 65Clean record26 years registeredGLENWOOD INVESTMENT GROUP, LLC

814 ELM STREET, MANCHESTER, NH 03101CRD# 2378115Firm CRD# 132950

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Leonard Stephen · MANCHESTER, NH

Registration

CRD #2378115 · GLENWOOD INVESTMENT GROUP, LLC · 26 years registered

Brand Profile

Not yet started

Career History

GLENWOOD INVESTMENT GROUP, LLC

Jan 2005 – present

AFFINITY INVESTMENT GROUP, LLC

Sep 2002 – Feb 2014

MANCHESTER, NH

MML INVESTORS SERVICES, INC.

Nov 1999 – Nov 2002

BEDFORD, NH

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · November 10, 1999

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GLENWOOD INVESTMENT GROUP, LLC

CRD 132950 · SEC 801-121991

AUM

$142M

Regulatory assets under management

Employees

355 client accounts

Services offered by GLENWOOD INVESTMENT GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GLENWOOD INVESTMENT GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Charles Leonard Stephen offer?

Charles Leonard Stephen specializes in Financial Planning, Investment Management. Contact their office in MANCHESTER, New Hampshire for a consultation.

What are Charles Leonard Stephen's credentials?

Charles Leonard Stephen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Leonard Stephen located?

Charles Leonard Stephen is based in MANCHESTER, New Hampshire, working with GLENWOOD INVESTMENT GROUP, LLC. Their office serves clients in the MANCHESTER metropolitan area and surrounding communities.

How does Charles Leonard Stephen charge for services?

Charles Leonard Stephen's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GLENWOOD INVESTMENT GROUP, LLC?

GLENWOOD INVESTMENT GROUP, LLC has approximately 5 employees and manages $142M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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