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David Francis Brochu

KLEOSSUM, INC.·CONWAY, New Hampshire
KLEOSSUM, INC.
53 TECHNOLOGY LANE, CONWAY, NH 03818CRD# 1164857Firm CRD# 154685

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Francis Brochu · CONWAY, NH
Registration
CRD #1164857 · KLEOSSUM, INC.
Brand Profile
Not yet started
Disclosure history
3 disclosures on file · See FINRA BrokerCheck for full record
01

About

David Francis Brochu is a registered financial advisor based in CONWAY, New Hampshire, affiliated with KLEOSSUM, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Client Types
Individuals
Introduction

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03

Firm Overview

Firm
KLEOSSUM, INC.
KLEOSSUM, INC.
AUM
$37M
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at KLEOSSUM, INC. →
Services
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Other: PERCENTAGE UNDER ADVISEMENT
Regulatory
SEC/IARD CRD# 1164857
Firm CRD# 154685
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does David Francis Brochu offer?
David Francis Brochu specializes in Investment Management, Wealth Management. Contact their office in CONWAY, New Hampshire for a consultation.
What are David Francis Brochu's credentials?
David Francis Brochu is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Francis Brochu located?
David Francis Brochu is based in CONWAY, New Hampshire, working with KLEOSSUM, INC.. Their office serves clients in the CONWAY metropolitan area and surrounding communities.
How does David Francis Brochu charge for services?
David Francis Brochu's firm is compensated through percentage of aum, other: percentage under advisement. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is KLEOSSUM, INC.?
KLEOSSUM, INC. has approximately 1 employees and manages $37M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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