Unclaimed Profile

Roddy Wayne Warren

AVIOR WEALTH MANAGEMENT, LLC·OMAHA, Nebraska

Series 65Clean record12 years registeredAVIOR WEALTH MANAGEMENT, LLC

14301 FIRST NATIONAL BANK PARKWAY, OMAHA, NE 68154CRD# 6250319Firm CRD# 148674

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Roddy Wayne Warren · OMAHA, NE

Registration

CRD #6250319 · AVIOR WEALTH MANAGEMENT, LLC · 12 years registered

Brand Profile

Not yet started

Career History

ASTRA WEALTH MANAGEMENT GROUP

Jun 2025 – present

AVIOR WEALTH MANAGEMENT, LLC

Apr 2023 – Jul 2025

PLANO, TX

STOWE FINANCIAL PLANNING, L.L.C.

Oct 2013 – Dec 2023

PLANO, TX

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · October 12, 2013

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AVIOR WEALTH MANAGEMENT, LLC

CRD 148674 · SEC 801-69773

AUM

$4.0B

Regulatory assets under management

Employees

204

3,710 client accounts

Services offered by AVIOR WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at AVIOR WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Roddy Wayne Warren offer?

Roddy Wayne Warren specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in OMAHA, Nebraska for a consultation.

What are Roddy Wayne Warren's credentials?

Roddy Wayne Warren is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Roddy Wayne Warren located?

Roddy Wayne Warren is based in OMAHA, Nebraska, working with AVIOR WEALTH MANAGEMENT, LLC. Their office serves clients in the OMAHA metropolitan area and surrounding communities.

How does Roddy Wayne Warren charge for services?

Roddy Wayne Warren's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AVIOR WEALTH MANAGEMENT, LLC?

AVIOR WEALTH MANAGEMENT, LLC has approximately 204 employees and manages $4.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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