Unclaimed Profile

Michael John Herek

BLUE CAPITAL, INC.·OMAHA, Nebraska

SIE, Series 6, Series 7, Series 63, Series 6610 years registeredBLUE CAPITAL, INC.

3814 FARNAM STREET, OMAHA, NE 68131CRD# 4163979Firm CRD# 304083

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael John Herek · OMAHA, NE

Registration

CRD #4163979 · BLUE CAPITAL, INC. · 10 years registered

Brand Profile

Not yet started

Career History

BLUE CAPITAL

Nov 2019 – present

CAPITAL SYNERGY PARTNERS

Oct 2015 – Nov 2019

OMAHA, NE

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 66

Registration record

First registered · October 12, 2015

Years registered · 10

Disclosure History

2009Customer Dispute·Closed-No Action

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

BLUE CAPITAL, INC.

CRD 304083 · SEC 801-121357

AUM

$188M

Regulatory assets under management

Employees

1,194 client accounts

Services offered by BLUE CAPITAL, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BLUE CAPITAL, INC. →

Introduction

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Frequently Asked Questions

What services does Michael John Herek offer?

Michael John Herek specializes in Financial Planning, Investment Management. Contact their office in OMAHA, Nebraska for a consultation.

What are Michael John Herek's credentials?

Michael John Herek is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael John Herek located?

Michael John Herek is based in OMAHA, Nebraska, working with BLUE CAPITAL, INC.. Their office serves clients in the OMAHA metropolitan area and surrounding communities.

How does Michael John Herek charge for services?

Michael John Herek's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BLUE CAPITAL, INC.?

BLUE CAPITAL, INC. has approximately 7 employees and manages $188M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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