Unclaimed Profile

Matthew Moreno

WEALTHPLAN INVESTMENT MANAGEMENT LLC·OMAHA, Nebraska

SIE, Series 4, Series 7, Series 24, Series 52TO, Series 53, Series 66Clean record19 years registeredWEALTHPLAN INVESTMENT MANAGEMENT LLC

101 S 108TH AVE, OMAHA, NE 68154CRD# 5217119Firm CRD# 311364

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Matthew Moreno · OMAHA, NE

Registration

CRD #5217119 · WEALTHPLAN INVESTMENT MANAGEMENT LLC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WEALTHPLAN INVESTMENT MANAGEMENT LLC

WEALTHPLAN INVESTMENT MANAGEMENT LLC

Aug 2022 – Sep 2023

OMAHA, NE

WELLS FARGO CLEARING SERVICES, LLC

Dec 2021 – Jul 2022

MINNEAPOLIS, MN

CONTINUUM FINANCIAL

May 2017 – Nov 2019

OMAHA, NE

SECURITIES AMERICA ADVISORS, INC.

Apr 2017 – Apr 2017

OMAHA, NE

MML INVESTORS SERVICES, LLC

Nov 2007 – Mar 2017

OMAHA, NE

SECURITIES AMERICA ADVISORS, INC.

Feb 2007 – Nov 2007

OMAHA, NE

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 52TO

Series 53

Series 66

Registration record

First registered · February 23, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WEALTHPLAN INVESTMENT MANAGEMENT LLC

CRD 311364 · SEC 801-120004

AUM

$989M

Regulatory assets under management

Employees

2,114 client accounts

Services offered by WEALTHPLAN INVESTMENT MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at WEALTHPLAN INVESTMENT MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Matthew Moreno offer?

Matthew Moreno specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Matthew Moreno's credentials?

Matthew Moreno is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Matthew Moreno located?

Matthew Moreno is based in OMAHA, Nebraska, last registered with WEALTHPLAN INVESTMENT MANAGEMENT LLC.

How does Matthew Moreno charge for services?

Matthew Moreno's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEALTHPLAN INVESTMENT MANAGEMENT LLC?

WEALTHPLAN INVESTMENT MANAGEMENT LLC has approximately 29 employees and manages $989M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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