Unclaimed Profile

James Vincent Collins

FIRST NATIONAL CAPITAL MARKETS, INC.·OMAHA, Nebraska

SIE, Series 3, Series 7, Series 8, Series 9, Series 10, Series 24, Series 63, Series 65Clean record19 years registeredFIRST NATIONAL CAPITAL MARKETS, INC.

1620 DODGE STREET, OMAHA, NE 68197CRD# 1474546Firm CRD# 115920

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Vincent Collins · OMAHA, NE

Registration

CRD #1474546 · FIRST NATIONAL CAPITAL MARKETS, INC. · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FIRST NATIONAL CAPITAL MARKETS, INC.

FIRST NATIONAL CAPITAL MARKETS, INC.

Mar 2010 – Sep 2014

OMAHA, NE

FNB FUND ADVISERS

May 2009 – Mar 2010

OMAHA, NE

CITIGROUP GLOBAL MARKETS INC.

Jun 2007 – Aug 2007

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 8

Series 9

Series 10

Series 24

Series 63

Series 65

Registration record

First registered · June 11, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIRST NATIONAL CAPITAL MARKETS, INC.

CRD 115920 · SEC 801-71101

AUM

$139M

Regulatory assets under management

Employees

975 client accounts

Services offered by FIRST NATIONAL CAPITAL MARKETS, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at FIRST NATIONAL CAPITAL MARKETS, INC. →

Introduction

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Frequently Asked Questions

What services does James Vincent Collins offer?

James Vincent Collins specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are James Vincent Collins's credentials?

James Vincent Collins is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Vincent Collins located?

James Vincent Collins is based in OMAHA, Nebraska, last registered with FIRST NATIONAL CAPITAL MARKETS, INC..

How does James Vincent Collins charge for services?

James Vincent Collins's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST NATIONAL CAPITAL MARKETS, INC.?

FIRST NATIONAL CAPITAL MARKETS, INC. has approximately 40 employees and manages $139M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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