Unclaimed Profile

James Alan Rogers

WESTCHESTER CAPITAL MANAGEMENT INC·OMAHA, Nebraska

Series 65Clean record21 years registeredWESTCHESTER CAPITAL MANAGEMENT INC

801 NORTH 96TH ST, OMAHA, NE 68114-2538CRD# 4922835Firm CRD# 110961

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Alan Rogers · OMAHA, NE

Registration

CRD #4922835 · WESTCHESTER CAPITAL MANAGEMENT INC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WESTCHESTER CAPITAL MANAGEMENT INC

WESTCHESTER CAPITAL MANAGEMENT INC

Mar 2005 – Feb 2017

OMAHA, NE

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · March 14, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WESTCHESTER CAPITAL MANAGEMENT INC

CRD 110961 · SEC 801-28498

AUM

$503M

Regulatory assets under management

Employees

641 client accounts

Services offered by WESTCHESTER CAPITAL MANAGEMENT INC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at WESTCHESTER CAPITAL MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does James Alan Rogers offer?

James Alan Rogers specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are James Alan Rogers's credentials?

James Alan Rogers is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Alan Rogers located?

James Alan Rogers is based in OMAHA, Nebraska, last registered with WESTCHESTER CAPITAL MANAGEMENT INC.

How does James Alan Rogers charge for services?

James Alan Rogers's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WESTCHESTER CAPITAL MANAGEMENT INC?

WESTCHESTER CAPITAL MANAGEMENT INC has approximately 9 employees and manages $503M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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