Unclaimed Profile

Curtis Lee Smith

AVIOR WEALTH MANAGEMENT, LLC·OMAHA, Nebraska

SIE, Series 7, Series 31, Series 6620 years registeredAVIOR WEALTH MANAGEMENT, LLC

14301 FIRST NATIONAL BANK PARKWAY, OMAHA, NE 68154CRD# 4760520Firm CRD# 148674

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Curtis Lee Smith · OMAHA, NE

Registration

CRD #4760520 · AVIOR WEALTH MANAGEMENT, LLC · 20 years registered

Brand Profile

Not yet started

Career History

AVIOR WEALTH MANAGEMENT, LLC

Oct 2022 – present

CAPITAL WEALTH ALLIANCE, LLC

Oct 2018 – Oct 2022

SCOTTSDALE, AZ

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Jun 2009 – Oct 2018

SCOTTSDALE, AZ

WELLS FARGO INVESTMENTS, LLC

Nov 2005 – Apr 2009

LINCOLN, NE

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 66

Registration record

First registered · November 9, 2005

Years registered · 20

Disclosure History

2009Customer Dispute·Closed-No Action

2009Employment Separation After Allegations

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

AVIOR WEALTH MANAGEMENT, LLC

CRD 148674 · SEC 801-69773

AUM

$4.0B

Regulatory assets under management

Employees

204

3,710 client accounts

Services offered by AVIOR WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at AVIOR WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Curtis Lee Smith offer?

Curtis Lee Smith specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in OMAHA, Nebraska for a consultation.

What are Curtis Lee Smith's credentials?

Curtis Lee Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Curtis Lee Smith located?

Curtis Lee Smith is based in OMAHA, Nebraska, working with AVIOR WEALTH MANAGEMENT, LLC. Their office serves clients in the OMAHA metropolitan area and surrounding communities.

How does Curtis Lee Smith charge for services?

Curtis Lee Smith's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AVIOR WEALTH MANAGEMENT, LLC?

AVIOR WEALTH MANAGEMENT, LLC has approximately 204 employees and manages $4.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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