Unclaimed Profile

Briana Dawn Hughes

MUTUAL OF OMAHA INVESTOR SERVICES, INC.·OMAHA, Nebraska

SIE, Series 4, Series 7, Series 24, Series 52TO, Series 53, Series 66Clean record21 years registeredMUTUAL OF OMAHA INVESTOR SERVICES, INC.

3300 MUTUAL OF OMAHA PLAZA, OMAHA, NE 68175-1020CRD# 4268240Firm CRD# 611

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Briana Dawn Hughes · OMAHA, NE

Registration

CRD #4268240 · MUTUAL OF OMAHA INVESTOR SERVICES, INC. · 21 years registered

Brand Profile

Not yet started

Career History

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Mar 2014 – present

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Mar 2014 – present

SECURITIES AMERICA ADVISORS, INC.

Nov 2004 – Feb 2014

LA VISTA, NE

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 52TO

Series 53

Series 66

Registration record

First registered · November 9, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD 611 · SEC 801-61332

AUM

$15M

Regulatory assets under management

Employees

285

74 client accounts

Services offered by MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MUTUAL OF OMAHA INVESTOR SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Briana Dawn Hughes offer?

Briana Dawn Hughes specializes in Financial Planning, Investment Management. Contact their office in OMAHA, Nebraska for a consultation.

What are Briana Dawn Hughes's credentials?

Briana Dawn Hughes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Briana Dawn Hughes located?

Briana Dawn Hughes is based in OMAHA, Nebraska, working with MUTUAL OF OMAHA INVESTOR SERVICES, INC.. Their office serves clients in the OMAHA metropolitan area and surrounding communities.

How does Briana Dawn Hughes charge for services?

Briana Dawn Hughes's firm is compensated through percentage of aum, hourly charges, subscription fees, other: promoter fees and third party money manager fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MUTUAL OF OMAHA INVESTOR SERVICES, INC.?

MUTUAL OF OMAHA INVESTOR SERVICES, INC. has approximately 285 employees and manages $15M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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