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Thomas Curtis Smith

SMITH HAYES ADVISERS INC·LINCOLN, Nebraska
Unclaimed Profile
200 CENTRE TERRACE, LINCOLN, NE 68508CRD# 429051Firm CRD# 110776
01

About

Thomas Curtis Smith is a registered financial advisor based in LINCOLN, Nebraska, affiliated with SMITH HAYES ADVISERS INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
SMITH HAYES ADVISERS INC
SMITH HAYES ADVISERS INC
AUM
$2.1B
Regulatory assets under management
Employees
83
Total firm employees
View all advisors at SMITH HAYES ADVISERS INC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Commissions
Performance-based fees
Other: MUTUAL FD & VARIABLE PRODUCT 12B1'S, SALES CREDIT ON NEW ISSUES
Regulatory
SEC/IARD CRD# 429051
Firm CRD# 110776
4 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Thomas Curtis Smith offer?
Thomas Curtis Smith specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LINCOLN, Nebraska for a consultation.
What are Thomas Curtis Smith's credentials?
Thomas Curtis Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Curtis Smith located?
Thomas Curtis Smith is based in LINCOLN, Nebraska, working with SMITH HAYES ADVISERS INC. Their office serves clients in the LINCOLN metropolitan area and surrounding communities.
How does Thomas Curtis Smith charge for services?
Thomas Curtis Smith's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, performance-based fees, other: mutual fd & variable product 12b1's, sales credit on new issues. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SMITH HAYES ADVISERS INC?
SMITH HAYES ADVISERS INC has approximately 83 employees and manages $2.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Nebraska
OMAHA (429)NORTH PLATTE (20)LA VISTA (19)LAVISTA (14)GRAND ISLAND (10)
City Guides
OMAHA GuideNORTH PLATTE GuideLA VISTA GuideLAVISTA GuideGRAND ISLAND Guide
Research
Advisor Fees in NebraskaNational Fee Analysis
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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