Unclaimed Profile

Sean Lee Rich

AMERITAS INVESTMENT CORP·LINCOLN, Nebraska

SIE, Series 7, Series 24, Series 53, Series 63, Series 66Clean record21 years registeredAMERITAS INVESTMENT CORP

5900 "O" STREET, LINCOLN, NE 68510CRD# 3042818Firm CRD# 14869

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sean Lee Rich · LINCOLN, NE

Registration

CRD #3042818 · AMERITAS INVESTMENT CORP · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: AMERITAS INVESTMENT CORP

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Jul 2015 – Jun 2018

OMAHA, NE

AMERITAS INVESTMENT CORP

Dec 2012 – Oct 2013

LINCOLN, NE

TD AMERITRADE, INC.

Jan 2011 – Oct 2012

OMAHA, NE

AMERIVEST INVESTMENT MANAGEMENT, LLC

Apr 2006 – Dec 2010

BELLEVUE, NE

AMERIVEST INVESTMENT MANAGEMENT, LLC

Jun 2005 – Feb 2006

BELLEVUE, NE

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 53

Series 63

Series 66

Registration record

First registered · June 9, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AMERITAS INVESTMENT COMPANY, LLC

CRD 14869 · SEC 801-

AUM

$7.8B

Regulatory assets under management

Employees

611

27,982 client accounts

Services offered by AMERITAS INVESTMENT COMPANY, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at AMERITAS INVESTMENT COMPANY, LLC →

Introduction

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Frequently Asked Questions

What services does Sean Lee Rich offer?

Sean Lee Rich specializes in Financial Planning, Investment Management, Wealth Management.

What are Sean Lee Rich's credentials?

Sean Lee Rich is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sean Lee Rich located?

Sean Lee Rich is based in LINCOLN, Nebraska, last registered with AMERITAS INVESTMENT CORP.

How does Sean Lee Rich charge for services?

Sean Lee Rich's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, performance-based fees, other: solicitor fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AMERITAS INVESTMENT CORP?

AMERITAS INVESTMENT CORP has approximately 611 employees and manages $7.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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