Unclaimed Profile

Richard Sanford Harman

AMERITAS INVESTMENT CORP·LINCOLN, Nebraska

AMERITAS INVESTMENT CORP

5900 "O" STREET, LINCOLN, NE 68510CRD# 1266198Firm CRD# 14869

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Sanford Harman · LINCOLN, NE

Registration

CRD #1266198 · AMERITAS INVESTMENT CORP

Brand Profile

Not yet started

Disclosure history

12 disclosures on file · See FINRA BrokerCheck for full record

About

Richard Sanford Harman is a registered financial advisor based in LINCOLN, Nebraska, affiliated with AMERITAS INVESTMENT CORP. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS ADVISORY SERVICES

AUM

$7.8B

Regulatory assets under management

Employees

611

Total firm employees

View all advisors at AMERITAS INVESTMENT COMPANY, LLC →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Commissions

Performance-based fees

Other: SOLICITOR FEES

Regulatory

SEC/IARD CRD# 1266198

Firm CRD# 14869

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Richard Sanford Harman offer?

Richard Sanford Harman specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LINCOLN, Nebraska for a consultation.

What are Richard Sanford Harman's credentials?

Richard Sanford Harman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Sanford Harman located?

Richard Sanford Harman is based in LINCOLN, Nebraska, working with AMERITAS INVESTMENT CORP. Their office serves clients in the LINCOLN metropolitan area and surrounding communities.

How does Richard Sanford Harman charge for services?

Richard Sanford Harman's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, performance-based fees, other: solicitor fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AMERITAS INVESTMENT CORP?

AMERITAS INVESTMENT CORP has approximately 611 employees and manages $7.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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