Unclaimed Profile

Richard Aaron Berthold

AMERITAS ADVISORY SERVICES, LLC·LINCOLN, Nebraska

SIE, Series 4, Series 6, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 66Clean record19 years registeredAMERITAS ADVISORY SERVICES, LLC

5900 O STREET, LINCOLN, NE 68510CRD# 4433172Firm CRD# 317245

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Aaron Berthold · LINCOLN, NE

Registration

CRD #4433172 · AMERITAS ADVISORY SERVICES, LLC · 19 years registered

Brand Profile

Not yet started

Career History

AMERITAS ADVISORY SERVICES, LLC

Nov 2021 – present

AMERITAS INVESTMENT COMPANY, LLC

Sep 2017 – present

AMERITAS ADVISORY SERVICES

Sep 2017 – Nov 2021

York, NE

AMERITAS INVESTMENT CORP

Jan 2007 – Feb 2017

LINCOLN, NE

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 6

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 66

Registration record

First registered · January 19, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AMERITAS ADVISORY SERVICES, LLC

CRD 317245 · SEC 801-55153

AUM

$10.3B

Regulatory assets under management

Employees

545

39,033 client accounts

Services offered by AMERITAS ADVISORY SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at AMERITAS ADVISORY SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Richard Aaron Berthold offer?

Richard Aaron Berthold specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LINCOLN, Nebraska for a consultation.

What are Richard Aaron Berthold's credentials?

Richard Aaron Berthold is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Aaron Berthold located?

Richard Aaron Berthold is based in LINCOLN, Nebraska, working with AMERITAS ADVISORY SERVICES, LLC. Their office serves clients in the LINCOLN metropolitan area and surrounding communities.

How does Richard Aaron Berthold charge for services?

Richard Aaron Berthold's firm is compensated through percentage of aum, hourly charges, subscription fees, other: solicitor fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AMERITAS ADVISORY SERVICES, LLC?

AMERITAS ADVISORY SERVICES, LLC has approximately 545 employees and manages $10.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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