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Thomas Charles Nicholson

D.A. DAVIDSON & CO.·GREAT FALLS, Montana
SIE, Series 7, Series 27, Series 63, Series 99TOClean recordD.A. DAVIDSON & CO.
8 THIRD STREET NORTH, GREAT FALLS, MT 59401CRD# 1301932Firm CRD# 199

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Charles Nicholson · GREAT FALLS, MT
Registration
CRD #1301932 · D.A. DAVIDSON & CO.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 27
Series 63
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
D.A. DAVIDSON & CO.
CRD 199 · SEC 801-45761
AUM
$36.2B
Regulatory assets under management
Employees
650
86,818 client accounts
Services offered by D.A. DAVIDSON & CO.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Market timing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at D.A. DAVIDSON & CO. →
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Frequently Asked Questions

What services does Thomas Charles Nicholson offer?
Thomas Charles Nicholson specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in GREAT FALLS, Montana for a consultation.
What are Thomas Charles Nicholson's credentials?
Thomas Charles Nicholson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Charles Nicholson located?
Thomas Charles Nicholson is based in GREAT FALLS, Montana, working with D.A. DAVIDSON & CO.. Their office serves clients in the GREAT FALLS metropolitan area and surrounding communities.
How does Thomas Charles Nicholson charge for services?
Thomas Charles Nicholson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is D.A. DAVIDSON & CO.?
D.A. DAVIDSON & CO. has approximately 650 employees and manages $36.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at D.A. DAVIDSON & CO.

Jacqueline Ann Beauprez
GREAT FALLS, MT
Rory Adam Mckinney
GREAT FALLS, MT
Donald Warren Jr Crowell
GREAT FALLS, MT
Douglas Arthur Woodcock
GREAT FALLS, MT
Ian Bruce Davidson
GREAT FALLS, MT
James Patrick Kerr
GREAT FALLS, MT

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