Unclaimed Profile

Thomas Charles Nicholson

D.A. DAVIDSON & CO.·GREAT FALLS, Montana

D.A. DAVIDSON & CO.

8 THIRD STREET NORTH, GREAT FALLS, MT 59401CRD# 1301932Firm CRD# 199

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Charles Nicholson · GREAT FALLS, MT

Registration

CRD #1301932 · D.A. DAVIDSON & CO.

Brand Profile

Not yet started

Disclosure history

8 disclosures on file · See FINRA BrokerCheck for full record

About

Thomas Charles Nicholson is a registered financial advisor based in GREAT FALLS, Montana, affiliated with D.A. DAVIDSON & CO.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

D.A. DAVIDSON & CO.

AUM

$36.2B

Regulatory assets under management

Employees

650

Total firm employees

View all advisors at D.A. DAVIDSON & CO. →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 1301932

Firm CRD# 199

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Thomas Charles Nicholson offer?

Thomas Charles Nicholson specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in GREAT FALLS, Montana for a consultation.

What are Thomas Charles Nicholson's credentials?

Thomas Charles Nicholson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Charles Nicholson located?

Thomas Charles Nicholson is based in GREAT FALLS, Montana, working with D.A. DAVIDSON & CO.. Their office serves clients in the GREAT FALLS metropolitan area and surrounding communities.

How does Thomas Charles Nicholson charge for services?

Thomas Charles Nicholson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is D.A. DAVIDSON & CO.?

D.A. DAVIDSON & CO. has approximately 650 employees and manages $36.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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