Unclaimed Profile

Cecil Charlie Brown

MEDLEY & BROWN,LLC·RIDGELAND, Mississippi

Series 7, Series 63Clean record30 years registeredMEDLEY & BROWN,LLC

795 WOODLANDS PARKWAY SUITE 104, RIDGELAND, MS 39157CRD# 2215849Firm CRD# 133587

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Cecil Charlie Brown · RIDGELAND, MS

Registration

CRD #2215849 · MEDLEY & BROWN,LLC · 30 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MEDLEY & BROWN,LLC

SOUNDPATH INVESTMENT ADVISORS, LLC

Jan 2005 – Jun 2023

RIDGELAND, MS

MEDLEY & BROWN

Nov 1995 – Mar 2005

RIDGELAND, MS

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · November 16, 1995

Years registered · 30

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SOUNDPATH INVESTMENT ADVISORS, LLC

CRD 133587 · SEC 801-63763

AUM

$747M

Regulatory assets under management

Employees

534 client accounts

Services offered by SOUNDPATH INVESTMENT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SOUNDPATH INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Cecil Charlie Brown offer?

Cecil Charlie Brown specializes in Financial Planning, Investment Management.

What are Cecil Charlie Brown's credentials?

Cecil Charlie Brown is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Cecil Charlie Brown located?

Cecil Charlie Brown is based in RIDGELAND, Mississippi, last registered with MEDLEY & BROWN,LLC.

How does Cecil Charlie Brown charge for services?

Cecil Charlie Brown's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MEDLEY & BROWN,LLC?

MEDLEY & BROWN,LLC has approximately 3 employees and manages $747M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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