Unclaimed Profile

Thomas Douglas Dale

BALLEW ADVISORS INC·JACKSON, Mississippi

SIE, Series 7, Series 63, Series 65Clean record29 years registeredBALLEW ADVISORS INC

100 VISION DRIVE, JACKSON, MS 39211CRD# 2586868Firm CRD# 110522

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Douglas Dale · JACKSON, MS

Registration

CRD #2586868 · BALLEW ADVISORS INC · 29 years registered

Brand Profile

Not yet started

Career History

BALLEW ADVISORS INC

Jul 1997 – present

CHOICES INC

Aug 2002 – Dec 2002

JACKSON, MS

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · July 25, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BALLEW ADVISORS INC

CRD 110522 · SEC 801-38978

AUM

$1.0B

Regulatory assets under management

Employees

1,668 client accounts

Services offered by BALLEW ADVISORS INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Market timing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at BALLEW ADVISORS INC →

Introduction

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Frequently Asked Questions

What services does Thomas Douglas Dale offer?

Thomas Douglas Dale specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in JACKSON, Mississippi for a consultation.

What are Thomas Douglas Dale's credentials?

Thomas Douglas Dale is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Douglas Dale located?

Thomas Douglas Dale is based in JACKSON, Mississippi, working with BALLEW ADVISORS INC. Their office serves clients in the JACKSON metropolitan area and surrounding communities.

How does Thomas Douglas Dale charge for services?

Thomas Douglas Dale's firm is compensated through percentage of aum, other: see schedule d - miscellaneous. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BALLEW ADVISORS INC?

BALLEW ADVISORS INC has approximately 11 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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