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Michael Emmett Dougherty

DOUGHERTY WEALTH ADVISERS LLC·WAYZATA, Minnesota
SIE, Series 1, Series 40, Series 63Clean recordDOUGHERTY WEALTH ADVISERS LLC
861 LAKE STREET NORTH, WAYZATA, MN 55391CRD# 70900Firm CRD# 143138

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael Emmett Dougherty · WAYZATA, MN
Registration
CRD #70900 · DOUGHERTY WEALTH ADVISERS LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 1
Series 40
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
DOUGHERTY WEALTH ADVISERS LLC
CRD 143138 · SEC 801-99370
AUM
$352M
Regulatory assets under management
Employees
3
204 client accounts
Services offered by DOUGHERTY WEALTH ADVISERS LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at DOUGHERTY WEALTH ADVISERS LLC →
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Frequently Asked Questions

What services does Michael Emmett Dougherty offer?
Michael Emmett Dougherty specializes in Financial Planning, Investment Management. Contact their office in WAYZATA, Minnesota for a consultation.
What are Michael Emmett Dougherty's credentials?
Michael Emmett Dougherty is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Emmett Dougherty located?
Michael Emmett Dougherty is based in WAYZATA, Minnesota, working with DOUGHERTY WEALTH ADVISERS LLC. Their office serves clients in the WAYZATA metropolitan area and surrounding communities.
How does Michael Emmett Dougherty charge for services?
Michael Emmett Dougherty's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DOUGHERTY WEALTH ADVISERS LLC?
DOUGHERTY WEALTH ADVISERS LLC has approximately 3 employees and manages $352M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at DOUGHERTY WEALTH ADVISERS LLC

Todd David Witcraft
WAYZATA, MN
Jennifer Ardella Enter Arps
MINNEAPOLIS, MN

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