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Michael Emmett Dougherty

DOUGHERTY WEALTH ADVISERS LLC·WAYZATA, Minnesota
Clean recordDOUGHERTY WEALTH ADVISERS LLC
861 LAKE STREET NORTH, WAYZATA, MN 55391CRD# 70900Firm CRD# 143138

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael Emmett Dougherty · WAYZATA, MN
Registration
CRD #70900 · DOUGHERTY WEALTH ADVISERS LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Michael Emmett Dougherty is a registered financial advisor based in WAYZATA, Minnesota, affiliated with DOUGHERTY WEALTH ADVISERS LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
DOUGHERTY WEALTH ADVISERS LLC
DOUGHERTY WEALTH ADVISERS LLC
AUM
$352M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at DOUGHERTY WEALTH ADVISERS LLC →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Commissions
Regulatory
SEC/IARD CRD# 70900
Firm CRD# 143138
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Michael Emmett Dougherty offer?
Michael Emmett Dougherty specializes in Financial Planning, Investment Management. Contact their office in WAYZATA, Minnesota for a consultation.
What are Michael Emmett Dougherty's credentials?
Michael Emmett Dougherty is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Emmett Dougherty located?
Michael Emmett Dougherty is based in WAYZATA, Minnesota, working with DOUGHERTY WEALTH ADVISERS LLC. Their office serves clients in the WAYZATA metropolitan area and surrounding communities.
How does Michael Emmett Dougherty charge for services?
Michael Emmett Dougherty's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DOUGHERTY WEALTH ADVISERS LLC?
DOUGHERTY WEALTH ADVISERS LLC has approximately 3 employees and manages $352M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at DOUGHERTY WEALTH ADVISERS LLC

Todd David Witcraft
WAYZATA, MN
David Evans Rosedahl
MINNEAPOLIS, MN
Jennifer Ardella Enter Arps
MINNEAPOLIS, MN
Paul John Dinzeo
WAYZATA, MN

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