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James Francis Schmitz

LARAWAY FINANCIAL ADVISORS, INC.·ST. CLOUD, Minnesota
SIE, Series 6, Series 7, Series 63Clean record12 years registeredLARAWAY FINANCIAL ADVISORS, INC.
1219 - 33RD STREET SOUTH, ST. CLOUD, MN 56301CRD# 5543666Firm CRD# 114674

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Francis Schmitz · ST. CLOUD, MN
Registration
CRD #5543666 · LARAWAY FINANCIAL ADVISORS, INC. · 12 years registered
Brand Profile
Not yet started
01

Career History

LFA
Dec 2013 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 63
Registration record
First registered · December 4, 2013
Years registered · 12
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
LARAWAY FINANCIAL ADVISORS, INC.
CRD 114674 · SEC 801-63115
AUM
$280M
Regulatory assets under management
Employees
7
754 client accounts
Services offered by LARAWAY FINANCIAL ADVISORS, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at LARAWAY FINANCIAL ADVISORS, INC. →
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05

Frequently Asked Questions

What services does James Francis Schmitz offer?
James Francis Schmitz specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ST. CLOUD, Minnesota for a consultation.
What are James Francis Schmitz's credentials?
James Francis Schmitz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Francis Schmitz located?
James Francis Schmitz is based in ST. CLOUD, Minnesota, working with LARAWAY FINANCIAL ADVISORS, INC.. Their office serves clients in the ST. CLOUD metropolitan area and surrounding communities.
How does James Francis Schmitz charge for services?
James Francis Schmitz's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LARAWAY FINANCIAL ADVISORS, INC.?
LARAWAY FINANCIAL ADVISORS, INC. has approximately 7 employees and manages $280M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at LARAWAY FINANCIAL ADVISORS, INC.

Steven Allan Laraway
ST. CLOUD, MN
Christopher L Wayne
ST. CLOUD, MN
Kimberly Marie Foster
ST. CLOUD, MN

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