Unclaimed Profile

Julia Ann Loquai

EXCEL FINANCIAL, LLC·RED WING, Minnesota

Series 65Clean record12 years registeredEXCEL FINANCIAL, LLC

321 MAIN STREET, RED WING, MN 55066CRD# 2127031Firm CRD# 145301

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Julia Ann Loquai · RED WING, MN

Registration

CRD #2127031 · EXCEL FINANCIAL, LLC · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: EXCEL FINANCIAL, LLC

EXCEL FINANCIAL, LLC

May 2014 – Mar 2023

RED WING, MN

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · May 23, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EXCEL FINANCIAL, LLC

CRD 145301 · SEC 801-107211

AUM

$320M

Regulatory assets under management

Employees

1,070 client accounts

Services offered by EXCEL FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at EXCEL FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does Julia Ann Loquai offer?

Julia Ann Loquai specializes in Financial Planning, Investment Management, Wealth Management.

What are Julia Ann Loquai's credentials?

Julia Ann Loquai is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Julia Ann Loquai located?

Julia Ann Loquai is based in RED WING, Minnesota, last registered with EXCEL FINANCIAL, LLC.

How does Julia Ann Loquai charge for services?

Julia Ann Loquai's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EXCEL FINANCIAL, LLC?

EXCEL FINANCIAL, LLC has approximately 6 employees and manages $320M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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