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Timothy Lee Carter

PIPER SANDLER & CO.·MINNEAPOLIS, Minnesota
SIE, Series 7, Series 27, Series 99TOClean recordPIPER SANDLER & CO.
800 NICOLLET MALL, MINNEAPOLIS, MN 55402-7020CRD# 2676342Firm CRD# 665

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Timothy Lee Carter · MINNEAPOLIS, MN
Registration
CRD #2676342 · PIPER SANDLER & CO.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 27
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
PIPER SANDLER & CO.
CRD 665 · SEC 801-108049
AUM
$1.6B
Regulatory assets under management
Employees
1,335
1 client accounts
Services offered by PIPER SANDLER & CO.
Per Form ADV
Selection of other advisers
Other
View all advisors at PIPER SANDLER & CO. →
Introduction

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Frequently Asked Questions

What services does Timothy Lee Carter offer?
Timothy Lee Carter specializes in Wealth Management. Contact their office in MINNEAPOLIS, Minnesota for a consultation.
What are Timothy Lee Carter's credentials?
Timothy Lee Carter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Timothy Lee Carter located?
Timothy Lee Carter is based in MINNEAPOLIS, Minnesota, working with PIPER SANDLER & CO.. Their office serves clients in the MINNEAPOLIS metropolitan area and surrounding communities.
How does Timothy Lee Carter charge for services?
Timothy Lee Carter's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PIPER SANDLER & CO.?
PIPER SANDLER & CO. has approximately 1335 employees and manages $1.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at PIPER SANDLER & CO.

Bridget Tere Larsen
MINNEAPOLIS, MN
Chad Richard Abraham
MINNEAPOLIS, MN
Jeffrey Paul Klinefelter
MINNEAPOLIS, MN
Jeremy Joseph Gerber
MINNEAPOLIS, MN
Michael Ray Dillahunt
MINNEAPOLIS, MN
Andrew Scott Duff
MINNEAPOLIS, MN

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