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Stuart Charles Jr Harvey

PIPER JAFFRAY & CO.·MINNEAPOLIS, Minnesota
SIE, Series 7, Series 24, Series 63Clean recordPIPER JAFFRAY & CO.
800 NICOLLET MALL, MINNEAPOLIS, MN 55402-7020CRD# 2387228Firm CRD# 665

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stuart Charles Jr Harvey · MINNEAPOLIS, MN
Registration
CRD #2387228 · PIPER JAFFRAY & CO.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
PIPER SANDLER & CO.
CRD 665 · SEC 801-108049
AUM
$1.6B
Regulatory assets under management
Employees
1,335
1 client accounts
Services offered by PIPER SANDLER & CO.
Per Form ADV
Selection of other advisers
Other
View all advisors at PIPER SANDLER & CO. →
Introduction

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Frequently Asked Questions

What services does Stuart Charles Jr Harvey offer?
Stuart Charles Jr Harvey specializes in Wealth Management. Contact their office in MINNEAPOLIS, Minnesota for a consultation.
What are Stuart Charles Jr Harvey's credentials?
Stuart Charles Jr Harvey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stuart Charles Jr Harvey located?
Stuart Charles Jr Harvey is based in MINNEAPOLIS, Minnesota, working with PIPER JAFFRAY & CO.. Their office serves clients in the MINNEAPOLIS metropolitan area and surrounding communities.
How does Stuart Charles Jr Harvey charge for services?
Stuart Charles Jr Harvey's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PIPER JAFFRAY & CO.?
PIPER JAFFRAY & CO. has approximately 1335 employees and manages $1.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at PIPER JAFFRAY & CO.

Bridget Tere Larsen
MINNEAPOLIS, MN
Chad Richard Abraham
MINNEAPOLIS, MN
Jeffrey Paul Klinefelter
MINNEAPOLIS, MN
Jeremy Joseph Gerber
MINNEAPOLIS, MN
Michael Ray Dillahunt
MINNEAPOLIS, MN
Andrew Scott Duff
MINNEAPOLIS, MN

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