Unclaimed Profile

Simon Andrew Waxley

WHITEBOX ADVISORS LLC·MINNEAPOLIS, Minnesota

WHITEBOX ADVISORS LLC

3033 EXCELSIOR BOULEVARD, MINNEAPOLIS, MN 55416CRD# 6924657Firm CRD# 121995

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Simon Andrew Waxley · MINNEAPOLIS, MN

Registration

CRD #6924657 · WHITEBOX ADVISORS LLC

Brand Profile

Not yet started

Disclosure history

4 disclosures on file · See FINRA BrokerCheck for full record

About

Simon Andrew Waxley is a registered financial advisor based in MINNEAPOLIS, Minnesota, affiliated with WHITEBOX ADVISORS LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Client Types

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

WHITEBOX ADVISORS LLC

AUM

$9.6B

Regulatory assets under management

Employees

Total firm employees

View all advisors at WHITEBOX ADVISORS LLC →

Services

Pension consulting

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 6924657

Firm CRD# 121995

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Simon Andrew Waxley offer?

Simon Andrew Waxley specializes in Retirement Planning. Contact their office in MINNEAPOLIS, Minnesota for a consultation.

What are Simon Andrew Waxley's credentials?

Simon Andrew Waxley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Simon Andrew Waxley located?

Simon Andrew Waxley is based in MINNEAPOLIS, Minnesota, working with WHITEBOX ADVISORS LLC. Their office serves clients in the MINNEAPOLIS metropolitan area and surrounding communities.

How does Simon Andrew Waxley charge for services?

Simon Andrew Waxley's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WHITEBOX ADVISORS LLC?

WHITEBOX ADVISORS LLC has approximately 65 employees and manages $9.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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