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Shawn Christian Quant

PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC·MINNEAPOLIS, Minnesota
SIE, Series 6, Series 27, Series 99Clean recordPIPER JAFFRAY INVESTMENT MANAGEMENT, LLC
800 NICOLLET MALL, MINNEAPOLIS, MN 55402CRD# 2786518Firm CRD# 145876

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Shawn Christian Quant · MINNEAPOLIS, MN
Registration
CRD #2786518 · PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 27
Series 99
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC
CRD 145876 · SEC 801-68637
AUM
$1M
Regulatory assets under management
Employees
2
1 client accounts
Services offered by PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC
Per Form ADV
Pension consulting
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC →
Introduction

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Frequently Asked Questions

What services does Shawn Christian Quant offer?
Shawn Christian Quant specializes in Retirement Planning. Contact their office in MINNEAPOLIS, Minnesota for a consultation.
What are Shawn Christian Quant's credentials?
Shawn Christian Quant is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Shawn Christian Quant located?
Shawn Christian Quant is based in MINNEAPOLIS, Minnesota, working with PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC. Their office serves clients in the MINNEAPOLIS metropolitan area and surrounding communities.
How does Shawn Christian Quant charge for services?
Shawn Christian Quant's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC?
PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC has approximately 2 employees and manages $1M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Elisabeth Ann Smith
MINNEAPOLIS, MN

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