Unclaimed Profile

Rose Marie Hanson

WCM, INC.·MINNEAPOLIS, Minnesota

SIE, Series 4, Series 7, Series 24, Series 27, Series 53, Series 63, Series 65Clean record12 years registeredWCM, INC.

100 NORTH SIXTH STREET, MINNEAPOLIS, MN 55403CRD# 2256954Firm CRD# 104976

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Rose Marie Hanson · MINNEAPOLIS, MN

Registration

CRD #2256954 · WCM, INC. · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WCM, INC.

WCMI

Nov 2013 – Jun 2021

MINNEAPOLIS, MN

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 27

Series 53

Series 63

Series 65

Registration record

First registered · November 5, 2013

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

JONES KERTZ & ASSOCIATES, INC.

CRD 104976 · SEC 801-112613

AUM

$181M

Regulatory assets under management

Employees

45 client accounts

Services offered by JONES KERTZ & ASSOCIATES, INC.

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at JONES KERTZ & ASSOCIATES, INC. →

Introduction

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Frequently Asked Questions

What services does Rose Marie Hanson offer?

Rose Marie Hanson specializes in Investment Management, Fee-Only Advisory.

What are Rose Marie Hanson's credentials?

Rose Marie Hanson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Rose Marie Hanson located?

Rose Marie Hanson is based in MINNEAPOLIS, Minnesota, last registered with WCM, INC..

How does Rose Marie Hanson charge for services?

Rose Marie Hanson's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WCM, INC.?

WCM, INC. has approximately 4 employees and manages $181M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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